SM&CR Virtual Event – Culture & Conduct

Expert Insight into D&I, Non-Financial Misconduct, Culture, Certified Person’s Regime and much more!

Worksmart are proud Gold sponsors of this exciting 1-day event, which encompasses the guidelines around Senior Manager and Certification Regime (SM&CR), and how conduct and culture plays a huge part in this.

This event brought to you by Informa, brings together a host of regulatory experts including Worksmart’s Business Development Manager Emma Howell and Customer Engagement & Propositions Principal Nic Dent, who will be leading a session on SM&CR in BAU – The Key to Operational Efficiency

The agenda for the day also includes:

• Chair’s opening remarks
• FCA Keynote
• Incorporating D&I into SMCR and the wider Conduct Agenda
• Spotlight on Vulnerability
• Understanding the new Consumer Duty – What will it mean for firms?
• SMCR Experiences as a Branch – a Case Study
• What do good conduct metrics look like – Consideration for identifying and managing your suite of metrics
• SMCR Governance – How to Manage the roles of Legal, Compliance, HR and the Conduct Office
• Application of the Certified Persons Regime – Evolving Best Practice and Potential Pitfalls

To register for this 1-day event, visit: https://informaconnect.com/smcr-and-conduct-and-culture-under-covid-19/purchase/select-package/